Joe Halpern Quoted in InvestmentNews: FINRA Keeping Pressure on Complex Products in 2014

 In Exceed in the News - Main

Exceed Investments CEO Joseph Halpern was quoted in today’s InvestmentNews article, “Finra Keeping Pressure on Complex Products in 2014” (free registration required).

“Structured products will be on this list [of FINRA examination priorities] forever,” he said. “This whole list is a fair list of the complex products out there.”

 

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