Joe Halpern Quoted in InvestmentNews: FINRA Keeping Pressure on Complex Products in 2014

 In Exceed in the News - Main

Exceed Investments CEO Joseph Halpern was quoted in today’s InvestmentNews article, “Finra Keeping Pressure on Complex Products in 2014” (free registration required).

“Structured products will be on this list [of FINRA examination priorities] forever,” he said. “This whole list is a fair list of the complex products out there.”


Recent Posts

Leave a Comment

Time limit is exhausted. Please reload the CAPTCHA.

Contact Us

We're not around right now. But you can send us an email and we'll get back to you, asap.

Start typing and press Enter to search