Exceed Funds At a Glance

Exceed offers three index strategies based on the S&P 500 to Index satisfy a range of investor preferences.

Fund Index Exposure
Exceed Defined Shield
Index Fund

SHIIX,
SHIEX

Index Exposure
Exceed
Defined Shield
Index Fund

SHIIX,
SHIEX

Nasdaq Exceed Defined Protection Index (EXPROT)

Index Objective:
A range of outcome possibilities, with a high level of protection, for conservative investors

  • Shield Fund:
    • Seeks to limit losses of an investment to approximately the first 12.5% of S&P 500 Index losses on an annualized basis and no losses thereafter.
    • Seeks annual upside participation to a maximum gain of 15%, even if annual S&P 500 Index performance surpasses that percentage.

Nasdaq Exceed Defined Protection Index (EXPROT)Index Objective:
A range of outcome possibilities, with a high level of protection, for conservative investors
  • Shield Fund:
    • Seeks to limit losses of an investment to approximately the first 12.5% of S&P 500 Index losses on an annualized basis and no losses thereafter.
    • Seeks annual upside participation to a maximum gain of 15%, even if annual S&P 500 Index performance surpasses that percentage.
Exceed Defined Hedge Index
Fund

HEDIX, HEDGX

Index Exposure
Exceed
Defined Hedge
Index Fund

HEDIX,
HEDGX

Nasdaq Exceed Defined Hedge Index (EXHEDG)

Index Objective:
Partial protection with potential for enhanced upside, for moderate investors

  • Hedge Fund:
    • Seeks to protect against a decline of up to 10% in the S&P 500 Index on an annualized basis. Investors will incur losses for any decline below 10%.
    • Seeks to provide annual 150% (1.5X) upside performance participation up to a cap of approximately 15%, even if annual S&P 500 Index performance surpasses that percentage.

Nasdaq Exceed Defined Hedge Index (EXHEDG)Index Objective:
Partial protection with potential for enhanced upside, for moderate investors
  • Hedge Fund:
    • Seeks to protect against a decline of up to 10% in the S&P 500 Index on an annualized basis. Investors will incur losses for any decline below 10%.
    • Seeks to provide annual 150% (1.5X) upside performance participation up to a cap of approximately 15%, even if annual S&P 500 Index performance surpasses that percentage.
Exceed Defined Enhancement Index Fund
ENHIX, ENHAX
Index Exposure
Exceed
Defined Enhancement Index Fund

ENHIX,
ENHAX

Nasdaq Exceed Defined Enhancement Index (EXENHA)

Index Objective:
Potential for significantly enhanced upside with no protection, for aggressive investors

  • Enhancement Fund:
    • Seeks to provide annual 200% (2X) upside participation up to a cap of approximately 25%, even if annual S&P 500 Index performance surpasses that percentage.
    • The fund does not offer any protection against declines in the S&P 500 Index.

Nasdaq Exceed Defined Enhancement Index (EXENHA)Index Objective:
Potential for significantly enhanced upside with no protection, for aggressive investors
  • Enhancement Fund:
    • Seeks to provide annual 200% (2X) upside participation up to a cap of approximately 25%, even if annual S&P 500 Index performance surpasses that percentage.
    • The fund does not offer any protection against declines in the S&P 500 Index.