Exceed Funds overview

The first mutual funds to pursue rules-based defined outcome investing on the S&P 500 Index.

Through a systematic and impartial rules-based approach, we strive to eliminate emotion, bias, and subjectivity from the investment decision-making process.

Each Exceed Fund follows a corresponding index:

Fund Index Index Exposure
Exceed Defined
Shield Index
Fund
SHIIX,
SHIEX
Nasdaq Exceed Defined Protection Index (EXPROT)
  • Seeks to limit losses of an investment to approximately the first 12.5% of S&P 500 losses on an annualized basis and no losses thereafter.
  • Seeks annual upside participation to a maximum gain of 15%, even if annual S&P 500 performance surpasses that percentage.

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Exceed Defined
Hedge Index
Fund
HEDIX,
HEDGX
Nasdaq Exceed Defined Hedge Index (EXHEDG)
  • Seeks to protect against a decline of up to 10% in the S&P 500 on an annualized basis. Investors will incur losses for any decline below 10%.
  • Seeks to provide annual 150% (1.5X) upside performance participation up to a cap of approximately 15%, even if annual S&P 500 performance surpasses that percentage.”

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Exceed Defined
Enhancement Index
Fund
ENHIX,
ENHAX
Nasdaq Exceed Defined Enhancement Index (EXENHA)
  • Seeks to provide annual 200% (2X) upside participation up to a cap of approximately 25%, even if annual S&P 500 performance surpasses that percentage.
  • The fund does not offer any protection against declines in the S&P 500.

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